Skip to main content
Find a Lawyer

Encyclopedia of Law & Economics – 5660 Regulation of the Securities Market

  • Adams, Michael (1994), ‘Macht von Banken und Versicherungen – Wettbewerb im Finanzdienstleistungssector’, Zeitschrift fŸr Bank- und Bšrsenrecht , 77-86.
  • Agrawal, Arun and Jaffe, J. (1995), ‘Does Section 16b Deter Insider Trading by Target Managers?’, 39 Journal of Financial Economics , 295-319.
  • Aldave, Barbara Bader (1988), ‘The Insider Trading and Securities Fraud Enforcement Act of 1988: An Analysis and Appraisal’, 52 Albany Law Review , 893-921.
  • Alfaro Aguila-Real, Jesœs (1995), InterŽs social y derecho de suscripci—n preferente. Una aproximaci—n econ—mica (Economic Efficiency of a strict construction of the “interest of the corporation” clause in Corporate Law) , Madrid, Ed. C’vitas, 160 p.
  • Allen, Steven A. (1990), ‘The Response of Insider Trading to Changes in Regulatory Standards’, 29 Quarterly Journal of Business and Economics , 47-78.
  • Allen, William R. (1993), ‘Professor Schepple’s Middle Way: On Minimizing Normativity and Economics in Securities Law’, 56 Law and Contemporary Problems , 175-184.
  • Arlen, Jennifer H. and Carney, William J. (1992), ‘Vicarious Liability for Fraud on the Market: Theory and Evidence. Vicarious Liability for Fraud on Securities Markets: Theory and Evidence’, University of Illinois Law Review , 691-740. Reprinted in Andersen, Jensen and Mortensen (Eds.), Governance by Legal and Economic Measures, 1993.
  • Arrow, Kenneth J. (1964), ‘The Role of Securities in the Optimal Allocation of Risk Bearing’, 31 Review of Economic Studies , 91-96.
  • Arru–ada, Benito (1990), Control y Regulaci—n de la Sociedad an—nima (Control and Regulation of Joint-Stock Companies) , Madrid, Alianza Editorial.
  • Arru–ada, Benito (1990), ‘La regulaci—n de la informaci—n empresarial (Regulation of Corporate Information)’, 51 Bolet’n del C’rculo de Empresarios , 11-42.
  • Arru–ada, Benito (1992), ‘Cr’tica a la regulaci—n de las opas (A Critic on the Regulation of Takeovers)’, 203-4 Revista de Derecho Mercantil , 29-67.
  • Arru–ada, Benito (1992), ‘La conversi—n coactiva de acciones comunes en acciones sin voto para lograr el control de las sociedades an—nimas: De c—mo la ingenuidad legal prefigura el fraude (Mandatory Conversion of Common Shares into Non-Voting Shares to Reach Corporate Control over Joint-Stock Companies: How legal Simplicity Leads to Fraud)’, 71 Revista Espa–ola de Financiaci—n y Contabilidad , 283-314.
  • Arru–ada, Benito and Paz Ares, C‡ndido (1995), ‘Conversion of Ordinary Shares into Non-Voting Shares’, 15 International Review of Law and Economics .
  • Ayres, Ian (1991), ‘Regulating How Corporations Speak to the Market’, Virginia Law Review , 945-999.
  • Bainbridge, Stephen M. (1991), ‘The Short Life and Resurrection of SEC Rule 19c-4’, 69 Washington University Law Quarterly , 565 ff. Reprinted in 1992 Securities Law Review 377.
  • Bainbridge, Stephen M. (1992), ‘Redirecting State Takeover Laws at Proxy Contests’, Wisconsin Law Review , 1071 ff.
  • Bainbridge, Stephen M. (1994), ‘Revisiting the One-Share/One-Vote Controversy: The Exchanges’ Uniform Voting Rights Policy’, 22 Securities Regulation Law Journal , 175 ff.
  • Bainbridge, Stephen M. (1995), ‘Incorporating State Law Fiduciary Duties Into the Federal Insider Trading Prohibition’, 52 Washington and Lee Law Review , 1189 ff. Reprinted in Corporate Practice Commentator, 38, 1996, 1.
  • Bainbridge, Stephen M. (1995), ‘Securities Act Section 12(2) After the Gustafson Debacle’, 50 Business Lawyer , 1231 ff.
  • Banoff, Barbara Ann (1984), ‘Regulatory Subsidies, Efficient Markets, and Shelf Registration: An Analysis of Rule 415’, 70 Virginia Law Review , 135-185.
  • Barclay, Michael J. and Holderness, Clifford G. (1992), ‘The Law and Large Block Trades’, 35 Journal of Law and Economics , 265-294.
  • Beaver, William H. (1980), ‘The Nature of Mandated Disclosure’, in Posner, Richard A. and Scott, Kenneth E. (eds.), Economics of Corporation Law and Securities Regulation , Boston, Little Brown.
  • Benston, George J. (1973), ‘Required Disclosure and the Stock Market: An Evaluation of the Securities Exchange Act of 1934’, 63 American Economic Review , 132-155.
  • Benston, George J. (1976), Corporate Financial Disclosure in the U.K. and the ,.
  • Berglof, Erik (1994), ‘A Control Theory of Venture Capital Finance’, 10 Journal of Law, Economics, and Organization , 247-267.
  • Botha, D. (1991), ‘Aspects of Capital Market Efficiency and Statutory Regulation of Insider Trading in South Africa’, 15 Journal for Studies in Economics and Econometrics , 57-69.
  • Bradford, C. Steven (1996), ‘Transaction Exemptions in the Securities Act of 1933: An Economic Analysis’, 45 Emory Law Journal , 591-672.
  • Brudney, Victor (1979), ‘Insiders, Outsiders and Informational Advantages under the Federal Securities Laws’, 93 Harvard Law Review , 322-376.
  • Butler, Henry N. and Ribstein, Larry E. (1994), ‘Corporate Governance Speech and the First Amendment’, 43 University of Kansas Law Review , 163 ff.
  • Campbell, David (1996), ‘Why Insider Dealing Is Wrong’, 16 Legal Studies , 185-199.
  • Carlton, Dennis W. and Fischel, Daniel R. (1983), ‘The Regulation of Insider Trading’, 35 Stanford Law Review , 857-895.
  • Carney, William J. (1989), ‘The Limits of the Fraud on the Market Doctrine’, 44 Business Lawyer , 1259 ff.
  • Coffee, John C. (1984), ‘Market Failure and the Economic Case for a Mandatory Disclosure System’, 70 Virginia Law Review , 717-753.
  • Coffee, John C., Jr. (1984), ‘Market Failure and the Economic Case for A Mandatory Disclosure System’, 70 Virginia Law Review , 717-754.
  • Corgill, Dennis S. (1993), ‘Securities as Investments at Risk’, 67 Tulane Law Review , 861 ff. Reprinted 26 Securities Law Review, 1994, p. 3.
  • Cox, James D. (1990), ‘An Economic Perspective of Insider Trading Regulation and Enforcement in New Zealand”, 4 Canterbury Law Review , 268-283.
  • Dennis, Roger J. (1988), ‘This Little Piggy Went to Market: The Regulation of Risk Arbitrage After Boesky’, 52 Albany Law Review , 841-892.
  • Dietl, Helmut and Picot, Arnold (1995), ‘Information (De-)Regulation of Capital Markets from the Viewpoint of New Institutional Economics’, 30 Hitotsubashi Journal of Commerce and Management , 29-46.
  • Dooley, Michael P. (1980), ‘Enforcement of Insider Trading Restrictions’, 66 Virginia Law Review , 1-89.
  • Easterbrook, Frank H. and Fischel, Daniel R. (1984), ‘Mandatory Disclosure and the Protection of Investors’, 70 Virginia Law Review , 669-715.
  • Estrada, Javier (1995), ‘Insider Trading: Regulation, Securities Markets, and Welfare Under Risk Aversion’, 35 Quarterly Review of Economics and Finance , 421-449.
  • Eyssell, Thomas H. and Reburn, James P. (1993), ‘The Effects of the Insider Trading Sanctions Act of 1984: The Case of Seasoned Equity Offerings’, 16 Journal of Financial Research , 161-170.
  • Fenn, Paul T., McGuire, Alistair and Prentice, Dan (1991), ‘Insider Trading Regulation after 1992: An Economic Analysis’, in Weigel, Wolfgang (ed.), Economic Analysis of Law – A Collection of Applications , Vienna, …sterreichischer Wirtschaftsverlag, 135-141.
  • Filbeck, Greg and Mullineaux, Donald J. (1995), ‘Insider Trading and Regulation: A Look at Bank Holding Companies’, 19 Journal of Economics and Finance , 71-84.
  • Fischel, Daniel R. (1987), ‘Organized Exchanges and the Regulation of Dual Class Common Stock’, 54 University of Chicago Law Review , 119-152.
  • Fitzsimons, Peter G. (1997), ‘Takeovers and Efficiency in the Context of Concentrated Shareholdings: The Case of New Zealand’, 15 Companies and Securities Law Journal , 4-15.
  • Fox, Merritt B. (1984), ‘Shelf Registration, Integrated Disclosure, and Underwriter Due Diligence: An Economic Analysis’, 70 Virginia Law Review , 1005-1034.
  • Fox, Merritt B. (1992), ‘Insider Trading in a Globalizing Market: Who Should Regulate What?’, 55 Law and Contemporary Problems , 263-302.
  • Friedman, Howard M. (1982), ‘Efficient Market Theory and Rule 10b-5 Non- Disclosure Claims: A Proposal for Reconciliation’, 47 Missouri Law Review , 745-762.
  • Friend, Irwin and Herman, Edward S. (1964), ‘The SEC through a Glass Darkly’, 37 Journal of Business , 382-405.
  • Friend, Irwin and Westerfield, Randolph (1975), ‘Required Disclosure and the Stock Market’, 65 American Economic Review , 467-472.
  • Garcia De Enterria, Javier, ‘Sobre la eficiencia del mercado de capitales. Una aproximaci—n al ‘securities law’ de los Estados Unidos (The Efficiency of the Capital Market. Approaching U.S. Securities Law)’, 193-194 Revista de Derecho Mercantil , 653-678.
  • Georgakopoulos, Nicholas L. (1995), ‘Frauds, Markets, and Fraud-on-the-Market: The Tortured Transition of Justifiable Reliance from Deceit to Securities Fraud’, 49 University of Miami Law Review , 671-730.
  • Gilson, Ronald J. and Kraakman, Reinier H. (1984), ‘The Mechanisms of Market Efficiency’, 70 Virginia Law Review , 549-644.
  • Gilson, Ronald J. and Kraakman, Reinier H. (1993), ‘Investment Companies as Guardian Shareholders: The Place of the MSIC in the Corporate Governance Debate’, 45 Stanford Law Review , 985-1010.
  • Gordon, Jeffrey N. (1988), ‘Ties That Bond: Dual Class Common Stock and the Problem of Shareholder Choice’, 76 California Law Review , 1-85.
  • Gordon, Jeffrey N. and Kornhauser, Lewis A. (1985), ‘Efficient Markets, Cstly Information, and Securities Research’, 60 New York University Law Review , 761-849.
  • Haddock, David D. (1989), ‘An Economic Analysis of the Brady Report: Public Interest, Special Interest, or Rent Extraction?’, 74 Cornell Law Review , 841 ff.
  • Haddock, David D. and Macey, Jonathan R. (1987), ‘Regulation on Demand: A Private Interest Model, with an Application to Insider Trading Regulation’, 30 Journal of Law and Economics , 311-352.
  • Harding, Don (1982), ‘Implications of the Efficient Market Hypothesis for Securities Regulation’, in Cranston, Ross and Schick, Anne (eds.), Law and Economics , Canberra, Australian National University, 129-144.
  • Hertig, Gerard (1994), ‘Imperfect Mutual Recognition for EC Financial Services’, 14 International Review of Law and Economics , 177-186.
  • Hilke, John C. (1991), ‘Mandatory Government Investment “Advice:” the Effects on Investors of State Merit Regulation of Mutual Funds and Common Stocks’, 14 Research in Law and Economics , 113-190.
  • Ingram, Robert W. and Chewning, Eugene G. (1983), ‘The Effect of Financial Disclosure Regulation on Security Market Behavior’, 58 Accounting Review , 562-580.
  • Jaffe, Jeffrey F. (1974), ‘The Effect of Regulation Changes on Insider Trading’, 5 Bell Journal of Economics , 93-121.
  • Jarrell, Gregg A. (1981), ‘The Economic Effects of Federal Regulation of the Market for New Security Issues’, 24 Journal of Law and Economics , 613-675.
  • Jarrell, Gregg A. (1984), ‘Change at the Exchange: The Causes and Effects of Deregulation’, 27 Journal of Law and Economics , 273-312.
  • Jun, Meeka (1993), ‘New Capital Markets and Securities Regulations In Hungary: A Comparative Analysis of the Insider Trading Regulations in Hungary and the United States’, 19 Brooklyn International Law Journal , 1047-1100.
  • Kabir, R. (1990), Security Market Regulation : An Empirical Investigation of Trading Suspension and Insider Trading Restriction , Maastricht, Datawyse.
  • Kabir, R. and Vermaelen, T. (1996), ‘Insider Trading Restrictions and the Stock Market : Evidence from the Amsterdam Stock Exchange’, 40 European Economic Review , 1591-1603.
  • Kahan, Marcel (1992), ‘Games, Lies and Securities Laws’, 67 New York University Law Review , 750 ff. Reprinted in 26 Securities Law Review 127, 1994.
  • Kahan, Marcel (1992), ‘Securities Laws and the Social Costs of ‘Inaccurate’ Stock Prices’, Duke Law Journal , 977-1044.
  • Kahan, Marcel (1995), ‘The Qualified Case Against Mandatory Terms in Bonds’, 89 Northwestern University Law Review , 565-622.
  • Kahan, Marcel and Tuckman, Bruce (1993), ‘Do Bondholders Lose From Junk Bond Covenant Changes’, 66 Journal of Business , 499 ff.
  • Kanda, Hideki (1992), ‘Debtholders and Equityholders’, 21 Journal of Legal Studies , 431-448.
  • Karjala, Dennis S. (1982), ‘Statutory Regulation of Insider Trading in Impersonal Markets’, 1982 Duke Law Journal , 627-649.
  • Kelly, William A., Jr., Nardinelli, Clark and Wallace, Myles S. (1987), ‘Regulation of Insider Trading: Rethinking SEC Policy Rules’, 7 Cato Journal , 441-448.
  • Kidwell, David S., Marr, M. Wayne and Thompson, G. Rodney (1987), ‘Shelf Registration: Competition and Market Flexibility’, 30 Journal of Law and Economics , 181-206.
  • Kitch, Edmund W. (1981), ‘Discussion of Some Implications of the United States Constitution for Accounting Institution Alternatives’, 19 Journal of Accounting Research .
  • Kitch, Edmund W. (1984), ‘A Federal Vision of the Securities Laws’, 70 Virginia Law Review , 857 ff.
  • Kitch, Edmund W. (1992), ‘Manipulation’, in Newman, Peter, Milgate, Murray and Eatwell, John (eds.), The New Palgrave Dictionary of Money and Finance , London, MacMillan.
  • Kitch, Edmund W. (1992), ‘The Securities Exchange Commission’, in Newman, Peter, Milgate, Murray and Eatwell, John (eds.), The New Palgrave Dictionary of Money and Finance , London, MacMillan.
  • Kitch, Edmund W. (1993), ‘Review of Anne M. Khademian, the SEC and Capital Market Regulation: The Politics of Expertise’, 10 Yale Journal on Regulation , 589-594.
  • Kitch, Edmund W. (1995), ‘The Theory and Practice of Securities Disclosure’, 61 Brooklyn Law Review , 761 ff.
  • Kitch, Edmund W. (1996), ‘Gustafson v. Alloyd Co.: An Opinion That Did Not Write’, 99 Supreme Court Review .
  • Kitch, Edmund W. (1996), ‘Competition Between Securities Markets: Good or Bad?’, in X (ed.), The Future for the Securities Market: Legal and Regulatory Aspects , Oxford, Clarendon, 233 ff.
  • Klausner, Michael (1994), ‘Letting Banks Trade CRA Obligations Would Offer Market-Based Efficiencies’, American Banker .
  • Kornhauser, Lewis A. and Gordon, J. (1985), ‘Efficient Markets, Costly Information, and Securities Research’, 60 New York University Law Review , 761-849.
  • Kripke, Homer (1975), ‘Can the SEC Make Disclosure Policy Meaningful’, 31 Business Lawyer , 293-317.
  • Langevoort, Donald C. (1984), ‘The Insider Trading Sanctions Act of 1984 and Its Effect on Existing Law’, 37 Vanderbilt Law Review , 1273-1298.
  • Langevoort, Donald C. (1993), ‘Fraud and Insider Trading in American Securities Regulation: Its Scope and Philosophy in a Global Marketplace’, 16 Hastings International and Comparative Law Review , 175-187.
  • Lax, David A. (1989), ‘Commentary: Market Expectations of Bargaining Inefficiency and Potential Roles for External Parties in Disputes Between Publicly Traded Companies’, 75 Virginia Law Review , 367-381.
  • Lee, M.H. and Bishara, H. (1985), ‘Securities Regulation and Market Efficiency’, 5 International Review of Law and Economics , 247-254.
  • Lee, Moon H. and Bishara, Halim (1985), ‘Securities Regulation and Market Efficiency’, 5 International Review of Law and Economics , 247-254.
  • Levmore, Saul (1984), ‘Efficient Markets and Puzzling Intermediaries’, 70 Virginia Law Review , 645-667.
  • Lorie, James H. and Hamilton, Mary T. (1973), The Stock Market: Theories and Evidence ,.
  • Loss, Louis (1961), Securities Regulation , Boston, Little Brown.
  • Loss, Louis (1983), Fundamentals of Securities Regulation , Boston, Little Brown.
  • Macey, Jonathan R. and Haddock, David D. (1985), ‘Shirking at the SEC: The Failure of the National Market System’, University of Illinois Law Review , 315 ff.
  • Macey, Jonathan R. and Miller, Geoffrey P. (1991), ‘The Fraud- on-the-Market Theory Revisited’, 77 Virginia Law Review , 1001-1016.
  • Macey, Jonathan R., Marr, M. Wayne and Young, S. David (1991), ‘The Glass Steagall Act and the Riskiness of Financial Intermediaries’, 14 Research in Law and Economics , 19-30.
  • Macey, Jonathan R., Miller, Geoffrey P., Mitchell, Mark L. and Netter, Jeffrey M. (1991), ‘Lessons from Financial Economics: Materiality, Reliance, and Extending the Reach of Basic v. Levinson’, 77 Virginia Law Review , 1017-1049.
  • Manne, Henry G. (1969), Economic Policy and the Regulation of Corporate Securities ,.
  • McGee, Robert W. (1992), ‘Ethical Issues in Acquisitions and Mergers’, in McGee, Robert W. (ed.), Business Ethics and Common Sense , Quorum Books, 167-185.
  • McGee, Robert W. (ed.) (1989), Commentaries on the Law of Accounting & Finance , Dumont, NJ: Dumont Institute.
  • McGee, Robert W. and Block, Walter E. (1990), ‘Information, Privilege, Opportunity and Insider Trading’, 10(1) Northern Illinois University Law Review , 1-35.
  • McGee, Robert W. and Block, Walter E. (1992), ‘Insider Trading’, in McGee, Robert W. (ed.), Business Ethics and Common Sense , Quorum Books, 219-229.
  • Miller, Geoffrey P. and Macey, Jonathan R. (1988), ‘Trans-Union Reconsidered,’, 98 Yale Law Journal , 127 ff.
  • Miller, Geoffrey P. and Macey, Jonathan R. (1990), ‘Good Finance, Bad Economics: An Analysis of the Fraud on the Market Theory,’, 42 Stanford Law Review , 1059-1092.
  • Miller, Geoffrey P. and Macey, Jonathan R. (1991), ‘The Fraud on the Market System Revisited,’, 77 Virginia Law Review , 1001-1016.
  • Miller, Geoffrey P. and Macey, Jonathan R. (1991), ‘(1992).Origin of the Blue Sky Laws,’, 70 Texas Law Review , 347 ff. Reprinted in 34 Cor.
  • Miller, Geoffrey P., Litt, David, Macey, Jonathan R. and Rubin, Edward L. (1990), ‘Politics, Bureaucracies, and Financial Markets: Bank Entry Into Commercial Paper Underwriting in the United States and Japan,’, 139 University of Pennsylvania Law Review , 20 ff.
  • Miller, Geoffrey P., Macey, Jonathan R., Netter, Jeffrey and Mitchell, Mark L. (1991), ‘Lessons From Financial Economics: Materiality, Reliance, and the Utility of Empirical Methodology in Extending the Reach of Basic V. Levinson,’, 77 Virginia Law Review , 101 ff.
  • Miller, Joseph E., Jr. (1994), ‘SEC v. Peters: Stabilizing the Regulation of Tender Offer Insider Trading Without A Fiduciary Duty’, 71 Denver University Law Review , 783-799.
  • Mofsky, J. S. (1972), ‘SEC Financial Requirements for Broker-Dealers: Economic Implications of Proposed Revisions’, 47 Indiana Law Journal , 232-248.
  • Nielsen, Niels Chr. (1993), ‘Minoritetsaktion¾rbeskyttelse – eller et velfungerende marked for virksomhedskontrol (Minority Protection or a Well-functioning Market for Corporate Control)’, Revision og Regnskabsv¾sen .
  • Nielsen, Niels Chr. and Ebbesen, Jan (1993), ‘Stemmelofter – En ¢konomisk analyse af den retlige analyse (Restrictions on Voting Rights, An Economic Analysis of the Legal Analysis)’, 6 Juristen , 251-264.
  • Odaiyappa, Ramasamy and Nainar, S. M. Khalid (1992), ‘Economic Consequences of SFAS No. 33–An Insider Trading Perspective’, 67 Accounting Review , 599-609.
  • Overdahl, James A. (1992), ‘A Researcher’s Guide to the Contracts of Firms Filing with the SEC’, 34 Journal of Law and Economics , 695-701.
  • Palmer, Matthew S.R. (1986), ‘The Economics of Law: the Sharebrokers Act 1908’, 16 Victoria University of Welington Law Review , 277-301.
  • Pfeil, Ursula C. (1996), ‘Finanzplatz Deutschland: Germany Enacts Insider Trading Legislation’, 11 American University Journal of International Law and Policy , 137-193.
  • Pille, G. (1987), ‘Financi‘le instellingen en markten: 2. Secundaire effectenmarkt (Financial Institutions and Markets: Secundary Securities Market)’, in X (ed.), 18de Vlaams Wetenschappelijk Economisch Congres, Brussel 8 en 9 mei 1987, Sociaal-economische Deregulering , Brussel, V.E.H.U.B., 649-663.
  • Pitt, Harvey L. and Shapiro, Karen L. (1988), ‘The Insider Trading Proscriptions Act of 1987: A Legislative Initiative for a Sorely Needed Clarification of the Law Against Insider Trading’, 39 Alabama Law Review , 415-437.
  • Pitt, Harvey L., Hardison, David B. and Shapiro, Karen L. (1987), ‘Problems of Enforcement in the Multinational Securities Market’, 375 University of Pennsylvania Journal of International Business Law , 452 ff.
  • Png, Ivan Paak-Liang and Hirshleifer D. (1990), ‘Facilitation of Competing Bids and the Price of A Takeover Target’, 2 Review of Financial Studies , 587-606.
  • Prasad, Ravi (1995), ‘Review of Licensing Regime for Security Advisers’, Office of Regulation Review .
  • Ribstein, Larry E. (1991), ‘Private Ordering and the Securities Laws: The Case of General Partnerships’, 41 Case Western Reserve Law Review , 1 ff.
  • Ribstein, Larry E. (1992), ‘Efficiency, Regulation and Competition: A Comment on Easterbrook & Fischel’, 87 Northwestern University Law Review , 254 ff.
  • Ribstein, Larry E. (1994), ‘Form and Substance in the Definition of a “Security”: The Case of Limited Liability Companies’, 51 Washington and Lee Law Review , 807 ff.
  • Ribstein, Larry E. (1995), ‘The Constitutional Conception of the Corporation’, 4 Supreme Court Economic Review , 95 ff.
  • Roe, Mark J. (1991), ‘A Political Theory of American Corporate Finance’, 91 Columbia Law Review , 10-67.
  • Russo, Thomas A. and Wang, William K.S. (1972), ‘The Structure of the Securities Market — Past and Future’, 41 Fordham Law Review , 1-42.
  • Saari, Christopher P. (1977), ‘Note: The Efficient Capital Market Hypothesis, Economic Theory and the Regulation of the Securities Industry’, 29 Stanford Law Review , 1031-1076.
  • Salbu, Steven R. (1992), ‘Regulation of Insider Trading in a Global Market Place: A Uniform Statutory Approach’, 66 Tulane Law Review , 837-869.
  • Samuelsson, Per (1991), Information och ansvar. Om B¡rsbolagens ansvar (Information and Remedies. Listed Companies and Their Responsibility for False and Misleading Information in the Stock Market) , Stockholm, Norstedt.
  • SchŠfer, Hans-Bernd and Ott, Claus (1992), ‘Economic Effects of EEC Insider Trading Regulation Applied to Germany’, 12 International Review of Law and Economics , 357-375.
  • Scholes, Myron S. (1972), ‘The Market for Securities: Substitution versus Price Pressure Effects and the Effects of Information on Share Prices’, 45 Journal of Business , 179-211.
  • Schwert, G. William (1977), ‘Public Regulation of National Securities Exchanges: A Test of the Capture Hypothesis’, 8 Bell Journal of Economics , 128-150.
  • Schwert, G. William (1981), ‘Using Financial Data to Measure Effects of Regulation’, 24 Journal of Law and Economics , 121-158. Reprinted in Posner, Richard A. and Scott, Kenneth E. (eds.), Economics of Corporation Law and Securities Regulation, Boston, Little Brown, 1980.
  • Seaquist, Gwen, An Inquiry into the Enforceability of the Insider Trading Sanctions Act (ITSA) of 1984: The Record of Prosecution Thus Far and the Prospects for the Future , Issues in North American Trade and Finance: Fourth International Congress. Papers and Proceedings, No. 4.
  • Seligman, Joel, Stock (1985), ‘The Reformulation of Federal Securities Law Concerning Nonpublic Information’, 73 Georgetown Law Journal , 1083-1140.
  • Seligman, Joel, Stock (1989), ‘Exchange Rules Affecting Takeovers and Control Transactions’, in Coffee, John, Lowenstein, Louis and Rose-Ackerman, Susan (eds.), Takeovers and Contests for Corporate Control , Oxford, Oxford University Press, 465-498.
  • Sevic Zeljko (1994), Komisioni posao u bankarskom pravu (Undisclosed Agency Operations Commission Transactions in the Banking Law) , Belgrade, Cigoja-stampa.
  • Sevic Zeljko (1994), Pravni status centralne banke u savremenoj trzisnoj privredi (Status of the Central Bank in a Contemporary Market Economy) , Belgrade, Faculty of Law, University of Belgrade.
  • Sevic Zeljko (1996), Centralna banka: Polozaj – Organizacija – Funkcije (Central Bank: Position – Organization – Functions.) , Belgrade, Cigoja-stampa.
  • Simon, Carol J. (1989), ‘The Effect of the 1933 Securities Act on Investor Information and the Performance of New Issues’, 79 American Economic Review , 295-318.
  • Slain, John J. and Kripke, Homer (1973), ‘The Interface between Securities Regulation and Bankruptcy: Allocating the Risk of Illegal Securities Issuance between Securityholders and the Issuer’s Creditors’, 48 New York University Law Review , 261-300.
  • Spier, Kathryn E. and Sykes, Alan O. (1996), Capital Structure, Priority Rules, and the Settlement of Civil Claims , Mimeo, August 1996.
  • Stigler, George J. (1964), ‘Public Regulation of the Securities Market’, 37 Journal of Business , 117-142.
  • Stout, Lynn A. (1988), ‘The Unimportance of Being Efficient: An Economic Analysis of Stock Market Pricing and Securities Regulation’, 87 Michigan Law Review , 613-709.
  • Stout, Lynn A. (1990), ‘Are Takeover Premiums Really Premiums? Market Price, Fair Value, and Corporate Law’, 99 Yale Law Journal , 1235-1296.
  • Stout, Lynn A. (1995), ‘Betting the Bank: How Derivatives Trading Under Conditions of Uncertainty Can Increase Risks and Erode Returns in Financial Markets’, 21 Journal of Corporate Law , 53 ff.
  • Stout, Lynn A. (1995), ‘Agreeing To Disagree Over Excessive Trading’, 81 Virginia Law Review , 751 ff.
  • Stout, Lynn A. (1995), ‘Are Stock Markets Costly Casinos? Disagreement, Market Failure, and Securities Regulation’, 81 Virginia Law Review , 611 ff.
  • Stout, Lynn A. (1996), ‘Insurance Or Gambling? Derivatives Trading in A World of Risk and Uncertainty’, 39 Brookings Review .
  • Stout, Lynn A. (1996), ‘Type I Error, Type II Error, and the Private Securities Litigation Reform Act’, 38 Arizona Law Review , 711 ff.
  • Stout, Lynn A. (1997), ‘How Efficient Markets Undervalue Stocks: CAPM and ECMH in A World of Uncertainty and Disagreement’, (forthc.) Cardozo Law Review .
  • Stout, Lynn A. (1997), ‘ATechnology, Transactions Costs, and Investor Welfare: Is a Motley Fool Born Every Minute?’, 75 Washington University Law Quarterly .
  • Thel, Steve (1991), ‘The Genius of Section 16: Regulating the Management of Publicly Held Companies’, 42 Hastings Law Journal , 391-503.
  • Turnbull, Shann (1974), ‘Making the Securities Industry a Growth Business’, Feb. Australian Stock Exchange Journal , 34-40.
  • Turnbull, Shann (1975), ‘Fading Out with a Profit-Planned Corporate Obsolescence’, 55(651) The Canadian Forum , 14-16.
  • Turnbull, Shann (1985), ‘Trusteeship As a Technique For Sustainable Industrialisation’, in Gandhi, Marg (ed.), Gandhi Peace Foundation, New Delhi, 7,8&9, 634-643.
  • Vaahtoranta, Tapani (1988), ‘Setting the Agenda for Legislative Reform: Some Fallacies, Anomalies and Other Curiosities in the Prevailing Law of Insider Trading’, 39 Alabama Law Review , 399-413.
  • Vaahtoranta, Tapani (1996), ‘The German Securities Trading Act 1994): A Ban on Insider Trading and An Issuer’s Affirmative Duty to Disclose Material Nonpublic Information’, 30 International Lawyer , 555-558.
  • Wang, William K.S. (1981), ‘Trading on Material Nonpublic Information on Impersonal Stock Markets: Who is Harmes, and Who Can Sue Whom Under SEC Rule 10b-5?’, 54 Southern California Law Review , 1217-1321.
  • Wang, William K.S. (1982), ‘Post-Chiarella Developments in Rule 10b-5’, 15(4) Review of Securities Regulation , 956-965.
  • Wang, William K.S. (1983), ‘Recent Developments in the Federal Law Regulating Stock Market Inside Trading’, 6 Corporation Law Review , 291-328. Reprinted in Bloomenthal, H. (ed.), Securities Law Review — 1984, 219-256. Reprinted in slightly different form as chapter two of Steinberg, M. (ed.), Contemporary Issues in Securities Regulaties, 1988, 59-99.
  • Wang, William K.S. (1986), ‘Some Arguments that the Stock Market Is Not Efficient’, 19 U.C. Davis Law Review , 341-402.
  • Wang, William K.S. (1987), ‘The ‘Contemporaneous’ Traders Who Can Sue an Inside Trader’, 38 Hastings Law Journal , 1175-1194.
  • Wang, William K.S. (1988), ‘A Cause of Action for Option Traders Against Insider Option Traders’, 101 Harvard Law Review , 1056-1060.
  • Wang, William K.S. (1988), ‘Is a Seller’s Rule 10b-5 Cause of Action Automatically Transferred to the Buyer?’, Columbia Business Law Review , 129-148. Reprinted in Thompson, Robert (ed.), Corporate Practice Commentator 33, 1991, 41-64.
  • Wang, William K.S. (1991), ‘ITSFEA’s Effect on Either an Implied Cause of Action for Damages by Contemporaneous Traders or an Action for Damages or Rescission by the Party in Privity with the Inside Trader’, 16 Journal of Corporation Law , 445-490. Reprinted in Langevoort, Donald (ed.), Securities Law Review, 1993, 427-472.
  • Wang, William K.S. and Steinberg, Marc I. (1996), Insider Trading , Boston, Little Brown.
  • Whincop, Michael J. (1996), ‘Due Diligence in SME Fundraising: Reform Choices, Economics and Empiricism’, 20 University of New South Wales Law Journal , 433-464.
  • Whincop, Michael J. (1996), ‘Insider Trading, Property Rights and Market Microstructure: The Case of Primary Securities Markets Transactions’, 7 Journal of Banking and Finance Law and Practice , 212-232.
  • X (1977), ‘Note: Efficient Capital Market Hypothesis, Economic Theory and the Regulation of the Securities Industry’, 29 Stanford Law Review , 1031-1076.
  • Young, S. David (1988), ‘The Economic Theory of Regulation: Evidence from the Uniform CPA Examination’, 63 Accounting Review , 283-291.
Copied to clipboard